Basic Definition Under Income Tax Laws

 

What is PREVIOUS YEAR [SEC.3]

 For the purpose of this Act ‘Previous Year’ means the financial year immediately preceding the Assessment Year. Income earned in a year is assessed in the next year. The year in which income is earned is known as Previous Year and the next year in which income is assessed is known as Assessment Year. It is mandatory for all assessee to follow financial year (from 1st April to 31st March) as previous year for Income-Tax purpose.

Financial Year According to sec. 2(21) of the General Clauses Act, 1897, a Financial Year means the year commencing on the 1st day of April. Hence, it is a period of 12 months starting from 1st April and ending on 31st March of the next year. It plays a dual role i.e. Assessment Year as well as Previous Year. Example: Financial year 2020-21 is –

 • Assessment year for the Previous Year 2019-20; and

 • Previous Year for the Assessment Year 2021-22.

What is Financial year

A Financial year (FY) is a period  between 1 April and 31 March- the year in which you earn an Income.

What is Assessment Year (AY) Section 2(9)

Assessment year means the period of 12 months commencing on the 1st day of April every year. It is the year (just after the previous year) in which income earned in the previous year is charged to tax. E.g., A.Y.2020-21 is a year, which commences on April 1, 2020 and ends on March 31, 2021. Income of an assessee earned in the previous year 2019-2020 is assessed in the A.Y. 2020-21.

Tax point:

■Duration: Period of 12 months starting from 1st April.

 ■ Relation with Previous Year: It falls immediately after the Previous Year.

 ■ Purpose: Income of a previous year is assessed and taxable in the immediately following Assessment Year

What is difference between Assessment Year and Financial Year,

From an Income Tax perspective FY is the year in which we earn Income. AY is the year following FY in which we have to evaluate the previous year’s income and pay taxes on it.

Exceptions to the general rule that income of a Previous Year is taxed in its Assessment Year

 This is the general rule that income of the previous year of an assessee is charged to tax in the immediately following assessment year. However, in the following cases, income of the previous year is assessed in the same year in order to ensure smooth collection of income tax from the taxpayer who may not be traceable, if assessment is postponed till the commencement of the Assessment Year:

 1. Income of a non-resident assessee from shipping business (Sec. 172)

2. Income of a person who is leaving India either permanently or for a long period (Sec. 174)

 3. Income of bodies, formed for a short duration (Sec. 174A)

4. Income of a person who is likely to transfer property to avoid tax (Sec. 175)

 5. Income of a discontinued business (Sec. 176). In this case, the Assessing Officer has the discretionary power i.e. he may assess the income in the same previous year or may wait till the Assessment year.

ASSESSEE [SEC 2(7)]

 “Assessee” means,

(a)  a person by whom any tax or any other sum of money (i.e., penalty or interest) is payable under this Act (irrespective of the fact whether any proceeding under the Act has been taken against him or not);

(b). every person in respect of whom any proceeding under this Act has been taken (whether or not he is liable for any tax, interest or penalty) for the assessment of his income or loss or the amount of refund due to him;

(c). a person who is assessable in respect of income or loss of another person;

(d). every person who is deemed to be an assessee under any provision of this Act; and

(e). a person who is deemed to be an ‘assessee in default’ under any provision of this Act.

 E.g. A person, who was liable to deduct tax but has failed to do so, shall be treated as an ‘assessee in default’

PERSON [SEC. 2 (31)]

The term person includes the following:

(i)                 an Individual;

Individual The word ‘individual’ means a natural person, i.e. human being. “Individual” includes a minor or a person of unsound mind. However, Deities are assessable as juridical person. Trustee of a discretionary trust shall be assessed as an individual

 

(ii)                a Hindu Undivided Family (HUF);

Hindu Undivided Family (HUF) A Hindu Undivided Family (on which Hindu law applies) consists of all persons lineally descended from a common ancestor & includes their wives & unmarried daughters.

■ Only those undivided families are covered here, to which Hindu law applies. It also includes Jain and Sikh families.

■ Once a family is assessed as Hindu undivided family, it will continue to be assessed as such till its partition

(iii)             a Company

Company means:

(a).  any Indian company; or

(b ) any body corporate, incorporated under the laws of a foreign country; or

(c.)  any institution, association or body which is or was assessable or was assessed as a company for any assessment year on or before April 1, 1970; or

(d.)  any institution, association or body, whether incorporated or not and whether Indian or non-Indian, which is declared by general or special order of the Central Board of Direct Taxes to be a company

Indian Company [Sec. 2(26)]

An Indian company means a company formed & registered under the Companies Act, 1956 & includes a.

(a) company formed and registered under any law relating to companies formerly in force in any part of India other than the state of Jammu & Kashmir and the Union territories specified in (c) infra;

(b). a company formed and registered under any law for the time being in force in the State of Jammu & Kashmir;

(c.) a company formed and registered under any law for the time being in force in the Union territories of Dadar & Nagar Haveli, Goa, Daman & Diu and Pondicherry;

( d). a corporation established by or under a Central, State or Provincial Act;

( e). any institution, association or body which is declared by the Central Board of Direct Taxes (CBDT) to be a company u/s 2(17). In the aforesaid cases, a company, corporation, institution, association or body will be treated as an Indian company only if its registered office or principal office, as the case may be, is in India

Domestic Company [Sec. 2(22A)]

Domestic company means:

i)                    an Indian company; or

ii)                   ii) any other company, which in respect of its income liable to tax under the Act, has made prescribed arrangements for the declaration and payment of dividends (including dividend on preference share), payable out of such income, within India.

 Foreign Company [Sec. 2(23A)]

 Foreign company means a company which is not a domestic company.

Company in which public are substantially interested [Sec. 2(18)]

 Following companies are said to be a company in which public are substantially interested:

 1. Government Company;

 2. A company u/s 8 of the Companies Act, 2013;

 3. Mutual benefit finance company;

4. Listed company;

5. Company in which shares are held by co-operative societies;

6. Company which is prescribed by CBDT

(iv)             a Firm;

As per sec. 4 of Indian Partnership Act, 1932, partnership means “relationship between persons who have agreed to share profits of the business carried on by all or any one of them acting for all”. Persons, who enter into such business, are individually known as partners and such business is known as a Firm. A firm is, though not having a separate legal entity, but has separate entity in the eyes of Income-tax Act

: ♦ A partnership firm is a separate taxable entity apart from its partners.

♦ In Income tax, a Limited liability partnership shall be treated at par with firm an Association of Persons (AOP) or a Body of Individuals (BOI), whether incorporated or not;

 

Association of Persons (AOP) or Body of Individuals (BOI)

 

An AOP means a group of persons (whether individuals, HUF, companies, firms, etc.) who join together for common purpose(s). Every combination of person cannot be termed as AOP. It is only when they associate themselves in anincome-producing activity then they become AOP. Whereas, BOI means a group of individuals (individual only) who join together for common purpose(s) whether or not to earn income.

 Co-heirs, co-donees, etc joining together for a common purpose or action would be chargeable as an AOP or BOI. In case of income of AOP, the AOP alone shall be taxed and the members of the AOP cannot be taxed individually in respect of the income of the AOP

 

Difference between AOP and BOI

 ■ In case of BOI, only individuals can be the members, whereas in case of AOP, any person can be its member i.e. entities like Company, Firm etc. can be the member of AOP but not of BOI.

■ In case of an AOP, members voluntarily get together with a common will for a common intention or purpose, whereas in case of BOI, such common will may or may not be present

(v)                 a Local authority; &

Local Authority As per Sec. 3(31) of the General Clause Act, a local authority means a municipal committee, district board, body of Port Commissioners, Panchayat, Cantonment Board, or other authorities legally entitled to or entrusted by the Governmentwith the control and management of a municipal or local fund.

(vi)               every artificial juridical person not falling within any of the preceding categories

Artificial Juridical Person Artificial juridical person are entities –

● which are not natural person;

● has separate entity in the eyes of law;

● may not be directly sued in a court of law but they can be sued through person(s) managing them

 E.g: Deities, Idols, University, Bar Council, etc.

 

Note: Under the Income-tax Act, such person has been provided exemption from payment of tax under separate provisions of the Act, if certain conditions mentioned therein are satisfied.

 

References:-

 

https://karimcitycollege.ac.in/index.php/kcc-e-quip/item/download/68_955b49b590b0e57a9d78aef2d2d041ee.html

 

 https://sites.google.com/site/cavikashmundhra/knowledge-share/Basic

https://shodhganga.inflibnet.ac.in/bitstream/10603/140143/10/10_chapter%203.pdf

 

https://www.caclubindia.com/forum/what-is-the-difference-in-aop-and-boi-50202.asp

https://icmai.in/upload/Students/MTPSyl2016Jun2020/Inter/Paper7_Set2_Ans.pdf

 https://cleartax.in/s/what-is-financial-year-assessment-year

 https://www.owlgen.in/income-of-previous-year-is-taxable-in-the-immediately-following-assessment-year-discuss-exceptions-to-this-rule/

 

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